Continue reading "Financial Services: How to comply with the regulatory references regime"
This post is only available to members.
Financial Services: How to comply with the regulatory references regime
Catrina Smith and Amanda Sanders explore new requirements aimed at weeding out senior banking executives with poor conduct records ‘As the mandatory template only applies to regulated firms, it remains to be seen if candidates from outside the financial services sector will be disadvantaged.’On 7 March 2017, one year after the Senior Managers and Certification …