Continue reading "Financial Sector: Getting ready for the Senior Managers Regime"
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Financial Sector: Getting ready for the Senior Managers Regime
Joanna Chatterton and Peter Wright outline new requirements making senior managers in banking and insurance firms more accountable for their decisions ‘A new certification regime will effectively transfer responsibility for assessing employees’ fitness and propriety from the regulators to employers and will be accompanied by a revised set of conduct rules.’ Financial institutions and insurance …