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FINANCIAL SERVICES: The crackdown continues

04 March 2016  

Alexandra Beidas and Jillian Naylor summarise the latest moves to improve accountability and discourage excessive risk taking in the banking sector

The regulations affecting financial services firms seem ever increasing. A new framework aimed at making senior decision makers in the sector more accountable for their actions is going live this month (see ‘Getting ready for the Senior Managers Regime’, by Joanna Chatterton and Peter Wright, ELJ166, December 2015/January 2016, p12). This article considers three further developments intended to tighten the rules affecting City workers and deter or expose wrongdoing:

 

 

Last modified on 07 March 2016